Learning objectives
Section Key Terms
| complex machine | efficiency output | ideal mechanical advantage | inclined plane | input work |
| lever | mechanical advantage | output work | pulley | screw |
| simple machine | wedge | wheel and axle |
Simple Machines
Simple machines make work easier, but they do not decrease the amount of work you have to do. Why can’t simple machines change the amount of work that you do? Recall that in closed systems the total amount of energy is conserved. A machine cannot increase the amount of energy you put into it. So, why is a simple machine useful? Although it cannot change the amount of work you do, a simple machine can change the amount of force you must apply to an object, and the distance over which you apply the force. In most cases, a simple machine is used to reduce the amount of force you must exert to do work. The down side is that you must exert the force over a greater distance, because the product of force and distance, fd, (which equals work) does not change.
Let’s examine how this works in practice. In Figure_09_03_lever(a), the worker uses a type of lever to exert a small force over a large distance, while the pry bar pulls up on the nail with a large force over a small distance. Figure_09_03_lever(b) shows how a lever works mathematically. The effort force, applied at Fe, lifts the load (the resistance force) which is pushing down at Fr. The triangular pivot is called the fulcrum; the part of the lever between the fulcrum and Fe is the effort arm, Le; and the part to the left is the resistance arm, Lr. The mechanical advantage is a number that tells us how many times a simple machine multiplies the effort force. The ideal mechanical advantage, IMA, is the mechanical advantage of a perfect machine with no loss of useful work caused by friction between moving parts. The equation for IMA is shown in Figure_09_03_lever(b).
View original figure (external; image not reproduced in this text edition)
Original figure description: Two diagrams are shown side by side. The diagram on the left shows a drawing of a hand pulling a mail out of wood using a lever. The diagram on the right shows an illustration of a lever and a fulcrum. The fulcrum is closer to the left side of the lever than the right side. The distance of the left side of the lever is labeled L subscript r and the distance of the right side is labeled L subscript e. A force vector is pointing down on the left side and is labeled F subscript r, and a force vector is pointing down on the right side and is labeled F subscript e. The equation IMA equals L subscript e over L subscript r is also shown.
In general, the IMA = the resistance force, Fr, divided by the effort force, Fe. IMA also equals the distance over which the effort is applied, de, divided by the distance the load travels, dr.
Getting back to conservation of energy, for any simple machine, the work put into the machine, Wi, equals the work the machine puts out, Wo. Combining this with the information in the paragraphs above, we can write
The equations show how a simple machine can output the same amount of work while reducing the amount of effort force by increasing the distance over which the effort force is applied.
Some levers exert a large force to a short effort arm. This results in a smaller force acting over a greater distance at the end of the resistance arm. Examples of this type of lever are baseball bats, hammers, and golf clubs. In another type of lever, the fulcrum is at the end of the lever and the load is in the middle, as in the design of a wheelbarrow.
Teacher Support
[AL]Tell students there are two other classes of levers with different arrangements of load, fulcrum, and effort. Ask them first to try to sketch these. After they have discovered the three kinds, with or without your help, ask if they can think of examples of the types not shown in Figure_09_03_lever.
The simple machine shown in Figure_09_03_axle is called a wheel and axle. It is actually a form of lever. The difference is that the effort arm can rotate in a complete circle around the fulcrum, which is the center of the axle. Force applied to the outside of the wheel causes a greater force to be applied to the rope that is wrapped around the axle. As shown in the figure, the ideal mechanical advantage is calculated by dividing the radius of the wheel by the radius of the axle. Any crank-operated device is an example of a wheel and axle.
View original figure (external; image not reproduced in this text edition)
Original figure description: A diagram of a wheel is shown. The equation IMA equals capital R over lowercase r. A small grey circle is inside a larger blue circle. An arrow labeled lowercase r points from the center of the smaller circle to its edge. An arrow labeled capital R points from the center of the smaller circle to the edge of the larger circle. A mass is attached to the smaller circle and has a force vector, F subscript r, pointing downward from it. Another force vector, F subscript e, points downward and to the right from the edge of the larger circle.
Teacher Support
[BL][OL] See if the students grasp the idea that a wheel and axle is really a type of lever. Show them that it looks more like a lever if the wheel is replaced by a crank. Give some examples: hand-powered windlass, steering wheel, door knob, and so on. Ask them why steering wheels had a greater diameter before power steering was invented.
[AL] Explain that wheels on vehicles are not really simple machines in the same sense as the one in Figure_09_03_axle. The axle on a vehicle does not do work on a load. Energy loss to friction is reduced, but nothing is lifted.
An inclined plane and a wedge are two forms of the same simple machine. A wedge is simply two inclined planes back to back. Figure_09_03_inclined shows the simple formulas for calculating the IMAs of these machines. All sloping, paved surfaces for walking or driving are inclined planes. Knives and axe heads are examples of wedges.
View original figure (external; image not reproduced in this text edition)
Original figure description: Two diagrams are shown side-by-side. On the left, an inclined plane is shown. Its horizontal surface distance is labeled L and its height is labeled h. A box is shown on the surface with a force vector that points up the plane. The equation IMA equals L over h is shown. On the right, a wedge is shown. Its horizontal surface distance is labeled L. Its height is labeled t. The equation IMA equals L over t is also shown.
Teacher Support
[BL][OL] Talk about how inclined planes and wedges are similar and different. Note that, when using an inclined plane the load moves, but when using a wedge the load is stationary and the machine moves. Explain why more energy is usually lost to friction with these machines than with other simple machines.
The screw shown in Figure_09_03_screw is actually a lever attached to a circular inclined plane. Wood screws (of course) are also examples of screws. The lever part of these screws is a screw driver. In the formula for IMA, the distance between screw threads is called pitch and has the symbol P.
View original figure (external; image not reproduced in this text edition)
Original figure description: An illustration of a screw is shown. It has a long lever, labeled L. P is pitch, the distance between the threads.
Teacher Support
[BL][OL] Suggest that a screw is classified as a separate type of simple machine perhaps because it looks so different from what it really is—an inclined plane which sometimes is turned by a lever. Explain that the combined mechanical advantage can be great. Devices like the one shown in Figure_09_03_inclined are used to lift cars and even houses. Have the students compare this screw to a wood screw and a circular stairway.
[AL] Ask students how the forces exerted by a wood screw are different from those exerted by the screw in Figure_09_03_inclined. Ask for an explanation of the 2 in the equation for IMA.
Figure_09_03_pulley shows three different pulley systems. Of all simple machines, mechanical advantage is easiest to calculate for pulleys. Simply count the number of ropes supporting the load. That is the IMA. Once again we have to exert force over a longer distance to multiply force. To raise a load 1 meter with a pulley system you have to pull N meters of rope. Pulley systems are often used to raise flags and window blinds and are part of the mechanism of construction cranes.
View original figure (external; image not reproduced in this text edition)
Original figure description: Three pulley systems are shown in side-by-side diagrams. The first consists of a single pulley and is shown holding a mass. The mass is labeled with a force vector, F r, that also points downward. Another force vector, F e, is shown pointing downward from the pulley. N equals one is also shown. The second pulley system consists of a single pulley holding a mass. A force vector, F e, points upward from the pulley. N equals two is shown. The last pulley system shows four pulleys holding a mass with a hook. A force vector, F e, points downward from the pulley. N equals four is shown.
Teacher Support
[BL][OL] The calculation for IMA of a pulley seems too easy to be true, but it is. Ask students to try to understand why IMA is simply N. Tell them that watching the video should make this point clear. Pulleys were once seen on sailing ships and farms, where they were used lift heavy loads. The overhang you may have seen on the end of old barn roofs is where a pulley was once attached. This way bales of hay could be lifted into the hay loft without getting wet. Pulleys can still be seen in use, most commonly on large building cranes.
Mechanical Advantage of Inclined Planes and Pulleys
The first part of this video shows how to calculate the IMA of pulley systems. The last part shows how to calculate the IMA of an inclined plane.
Mechanical advantage (part 3) | Work and energy | Physics | Khan Academy
Teacher Support
Review what was learned about the IMA of inclined planes and pulley systems before watching the video. Remind the students that, for an ideal machine, work in = work out and that W = fd. The video shows how to find the fs and the ds.
How could you use a pulley system to lift a light load to great height?
- Reduce the radius of the pulley.
- Increase the number of pulleys.
- Decrease the number of ropes supporting the load.
- Increase the number of ropes supporting the load.
A complex machine is a combination of two or more simple machines. The wire cutters in Figure_09_03_wire combine two levers and two wedges. Bicycles include wheel and axles, levers, screws, and pulleys. Cars and other vehicles are combinations of many machines.
View original figure (external; image not reproduced in this text edition)
Original figure description: An illustration shows a pair of hand-held wire cutters.
Teacher Support
[BL][OL] Be sure students understand that a complex machine is just a combination of simple machines and is still fairly simple. Don’t let them confuse the term with complicated machines such as computers. Note that the IMAs of the individual simple machines in a complex machine usually multiply because the output force of one machine becomes the input force of the other machine. For an additional fun activity, have the students search the Internet for Rube Goldberg machine.
Calculating Mechanical Advantage and Efficiency of Simple Machines
In general, the IMA = the resistance force, Fr, divided by the effort force, Fe. IMA also equals the distance over which the effort is applied, de, divided by the distance the load travels, dr.
Refer back to the discussions of each simple machine for the specific equations for the IMA for each type of machine.
No simple or complex machines have the actual mechanical advantages calculated by the IMA equations. In real life, some of the applied work always ends up as wasted heat due to friction between moving parts. Both the input work (Wi) and output work (Wo) are the result of a force, F, acting over a distance, d.
The efficiency output of a machine is simply the output work divided by the input work, and is usually multiplied by 100 so that it is expressed as a percent.
Look back at the pictures of the simple machines and think about which would have the highest efficiency. Efficiency is related to friction, and friction depends on the smoothness of surfaces and on the area of the surfaces in contact. How would lubrication affect the efficiency of a simple machine?
Teacher Support
[BL][OL] Review the material on loss of mechanical energy to heat and the law of conservation of energy. Explain how heat lost because of friction assures that Wo will always be less than Wi preventing efficiency from ever reaching 100%.
Efficiency of a Lever
The input force of 11 N acting on the effort arm of a lever moves 0.4 m, which lifts a 40 N weight resting on the resistance arm a distance of 0.1 m. What is the efficiency of the machine?
Strategy
State the equation for efficiency of a simple machine, and calculate Wo and Wi. Both work values are the product Fd.
Solution
= (11)(0.4) = 4.4 J and = (40)(0.1) = 4.0 J, then
Discussion
Efficiency in real machines will always be less than 100 percent because of work that is converted to unavailable heat by friction and air resistance. Wo and Wi can always be calculated as a force multiplied by a distance, although these quantities are not always as obvious as they are in the case of a lever.
Teacher Support
Teaching tip—When calculating efficiency, it is easy enough to understand what force in and force out are: the force you apply is force in and the weight of the object that is being lifted is force out. The input and output distances are easier to see for the lever, inclined plane and wedge. The other three are not as obvious. For a pulley system, the input distance is how far you pull the rope, and the output distance is the distance the load rises. For a wheel and axle, the input distance is the circumference of the wheel, and the output distance is the circumference of the axle. For a screw, the input distance is the circumference of the circle over which the force is applied, and the output distance is the distance between the screw threads.
Practice Problems
Source link
If a pulley system can lift a 200N load with an effort force of 52 N and has an efficiency of almost 100 percent, how many ropes are supporting the load?
- 1 rope is required because the actual mechanical advantage is 0.26.
- 1 rope is required because the actual mechanical advantage is 3.80.
- 4 ropes are required because the actual mechanical advantage is 0.26.
- 4 ropes are required because the actual mechanical advantage is 3.80.
Check Your Understanding
True or falseThe efficiency of a simple machine is always less than 100 percent because some small fraction of the input work is always converted to heat energy due to friction.
- True
- False
The circular handle of a faucet is attached to a rod that opens and closes a valve when the handle is turned. If the rod has a diameter of 1 cm and the IMA of the machine is 6, what is the radius of the handle?
- 0.08 cm
- 0.17 cm
- 3.0 cm
- 6.0 cm
Teacher Support
Use the Check Your Understanding questions to assess students’ achievement of the section’s learning objectives. If students are struggling with a specific objective, the Check Your Understanding will help identify which one and direct students to the relevant content.
Section Summary
- The six types of simple machines make work easier by changing the fd term so that force is reduced at the expense of increased distance.
- The ratio of output force to input force is a machine’s mechanical advantage.
- Combinations of two or more simple machines are called complex machines.
- The ratio of output work to input work is a machine’s efficiency.
Key Equations
| ideal mechanical advantage (general) | |
| ideal mechanical advantage (lever) | |
| ideal mechanical advantage (wheel and axle) | |
| ideal mechanical advantage (inclined plane) | |
| ideal mechanical advantage (wedge) | |
| ideal mechanical advantage (pulley) | |
| ideal mechanical advantage (screw) | |
| input work | |
| output work | |
| efficiency output |
Concept Items
Source link
Which type of simple machine is a knife?
- A ramp
- A wedge
- A pulley
- A screw
Critical Thinking
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Source link
Problems
A man is using a wedge to split a block of wood by hitting the wedge with a hammer. This drives the wedge into the wood creating a crack in the wood. When he hits the wedge with a force of 400 N it travels 4 cm into the wood. This caused the wedge to exert a force of 1,400 N sideways increasing the width of the crack by 1 cm . What is the efficiency of the wedge?
- 0.875 percent
- 0.14
- 0.751
- 87.5 percent
An electrician grips the handles of a wire cutter, like the one shown, 10 cm from the pivot and places a wire between the jaws 2 cm from the pivot. If the cutter blades are 2 cm wide and 0.3 cm thick, what is the overall IMA of this complex machine?
View original figure (external; image not reproduced in this text edition)
Original figure description: The image is a picture of wire cutters with red handles. The pinchers are closed.
- 1.34
- 1.53
- 33.3
- 33.5
Performance Task
Conservation of Energy and Energy Transfer; Cause and Effect; and S&EP, Planning and Carrying Out Investigations
Plan an investigation to measure the mechanical advantage of simple machines and compare to the IMA of the machine. Also measure the efficiency of each machine studied. Design an investigation to make these measurements for these simple machines: lever, inclined plane, wheel and axle and a pulley system. In addition to these machines, include a spring scale, a tape measure, and a weight with a loop on top that can be attached to the hook on the spring scale. A spring scale is shown in the image.
View original figure (external; image not reproduced in this text edition)
Original figure description: An illustration of a spring scale is shown. The left side shows grams and the right side shows Newtons.
A spring scale measures weight, not mass.
LEVER: Beginning with the lever, explain how you would measure input force, output force, effort arm, and resistance arm. Also explain how you would find the distance the load travels and the distance over which the effort force is applied. Explain how you would use this data to determine IMA and efficiency.
INCLINED PLANE: Make measurements to determine IMA and efficiency of an inclined plane. Explain how you would use the data to calculate these values. Which property do you already know? Note that there are no effort and resistance arm measurements, but there are height and length measurements.
WHEEL AND AXLE: Again, you will need two force measurements and four distance measurements. Explain how you would use these to calculate IMA and efficiency.
SCREW: You will need two force measurements, two distance traveled measurements, and two length measurements. You may describe a screw like the one shown in Figure_09_03_screw or you could use a screw and screw driver. (Measurements would be easier for the former). Explain how you would use these to calculate IMA and efficiency.
PULLEY SYSTEM: Explain how you would determine the IMA and efficiency of the four-pulley system shown in Figure_09_03_pulley. Why do you only need two distance measurements for this machine?
Design a table that compares the efficiency of the five simple machines. Make predictions as to the most and least efficient machines.
Test Prep Multiple Choice
A large radius divided by a small radius is the expression used to calculate the IMA of what?
- A screw
- A pulley
- A wheel and axle
- An inclined plane.
Source link
Which statement correctly describes the simple machines, like the crank in the image, that make up an Archimedes screw and the forces it applies?
View original figure (external; image not reproduced in this text edition)
Original figure description: A classic illustration of an Archimedes' screw, a historical water-lifting device, showing its helical design within a tube, used to transport water upwards from a lower to a higher level.
- The crank is a wedge in which the IMA is the length of the tube divided by the radius of the tube. The applied force is the effort force and the weight of the water is the resistance force.
- The crank is an inclined plane in which the IMA is the length of the tube divided by the radius of the tube. The applied force is the effort force and the weight of the water is the resistance force.
- The crank is a wheel and axle. The effort force of the crank becomes the resistance force of the screw.
- The crank is a wheel and axle. The resistance force of the crank becomes the effort force of the screw.
Refer to the pulley system on right in the image. Assume this pulley system is an ideal machine.
How hard would you have to pull on the rope to lift a 120 N load?
How many meters of rope would you have to pull out of the system to lift the load 1 m?
View original figure (external; image not reproduced in this text edition)
Original figure description: A series of 3 pulley systems are shown in this image. At the top of the image there is a formula I M A equals N. The first pulley on the left is shown. A red arrow is following diagonally down and to the right from the top of the pulley labeled F sub e. A weight is shown on the left side of the pulley with a red arrow from the weight denoted F sub r. A dotted line goes across the line from the weight to the pulley that reads N equals 1. The pulley in the center has a red arrow on the right side of the pulley going directly up labeled F sub e. A dotted line goes between the pulley and the fixed portion labeled N equals 2. A weight is suspended straight down from the pulley. The pulley system on the right has four pulleys in vertical succession. The top pulley and bottom pulley are larger than the pulleys in the middle. A red arrow is following diagonally down and to the right from the top of the pulley labeled F sub e. A dotted line goes between the two smaller pulleys in the middle labeled N equals 4. A hook on the bottom of the second pulley from the top starts a line that winds under the second smaller pulley, over the first smaller pulley, under the bottom larger pulley and over the top larger pulley. A weight is suspended from the bottom of the larger pulley.
- 480 N
4 m - 480 N
m - 30 N
4 m - 30 N
m
Test Prep Short Answer
Why would you expect the lever shown in the top image to have a greater efficiency than the inclined plane shown in the bottom image?
View original figure (external; image not reproduced in this text edition)
Original figure description: Two diagrams are shown side by side. The diagram on the left shows a drawing of a hand pulling a mail out of wood using a lever. The diagram on the right shows an illustration of a lever and a fulcrum. The fulcrum is closer to the left side of the lever than the right side. The distance of the left side of the lever is labeled L subscript r and the distance of the right side is labeled L subscript e. A force vector is pointing down on the left side and is labeled F subscript r, and a force vector is pointing down on the right side and is labeled F subscript e. The equation IMA equals L subscript e over L subscript r is also shown.
View original figure (external; image not reproduced in this text edition)
Original figure description: Two diagrams are shown side-by-side. On the left, an inclined plane is shown. Its horizontal surface distance is labeled L and its height is labeled h. A box is shown on the surface with a force vector that points up the plane. The equation IMA equals L over h is shown. On the right, a wedge is shown. Its horizontal surface distance is labeled L. Its height is labeled t. The equation IMA equals L over t is also shown.
- The resistance arm is shorter in case of the inclined plane.
- The effort arm is shorter in case of the inclined plane.
- The area of contact is greater in case of the inclined plane.
Why is the wheel on a wheelbarrow not a simple machine in the same sense as the simple machine in the image?
View original figure (external; image not reproduced in this text edition)
Original figure description: A diagram of a wheel is shown. The equation IMA equals capital R over lowercase r. A small grey circle is inside a larger blue circle. An arrow labeled lowercase r points from the center of the smaller circle to its edge. An arrow labeled capital R points from the center of the smaller circle to the edge of the larger circle. A mass is attached to the smaller circle and has a force vector, F subscript r, pointing downward from it. Another force vector, F subscript e, points downward and to the right from the edge of the larger circle.
- The wheel on the wheelbarrow has no fulcrum.
- The center of the axle is not the fulcrum for the wheels of a wheelbarrow.
- The wheelbarrow differs in the way in which load is attached to the axle.
- The wheelbarrow has less resistance force than a wheel and axle design.
A worker pulls down on one end of the rope of a pulley system with a force of 75 N to raise a hay bale tied to the other end of the rope. If she pulls the rope down 2.0 m and the bale raises 1.0 m, what else would you have to know to calculate the efficiency of the pulley system?
- the weight of the worker
- the weight of the hay bale
- the radius of the pulley
- the height of the pulley from ground
True or falseA boy pushed a box with a weight of 300 N up a ramp. He said that, because the ramp was 1.0 m high and 3.0 m long, he must have been pushing with force of exactly 100 N.
- True
- False
Test Prep Extended Response
To dig a hole, one holds the handles together and thrusts the blades of a posthole digger, like the one in the image, into the ground. Next, the handles are pulled apart, which squeezes the dirt between them, making it possible to remove the dirt from the hole. This complex machine is composed of two pairs of two different simple machines. Identify and describe the parts that are simple machines and explain how you would find the IMA of each type of simple machine.
View original figure (external; image not reproduced in this text edition)
Original figure description: A post hole digger is shown with yellow and black handles. The digging apparatus is to the right and the post hole digger is closed.
- Each handle and its attached blade is a lever with the fulcrum at the hinge. Each blade is a wedge.
The IMA of a lever would be the length of the handle divided by the length of the blade. The IMA of the wedges would be the length of the blade divided by its width. - Each handle and its attached to blade is a lever with the fulcrum at the end. Each blade is a wedge.
The IMA of a lever would be the length of the handle divided by the length of the blade. The IMA of the wedges would be the length of the blade divided by its width. - Each handle and its attached blade is a lever with the fulcrum at the hinge. Each blade is a wedge.
The IMA of a lever would be the length of the handle multiplied by the length of the blade. The IMA of the wedges would be the length of the blade multiplied by its width. - Each handle and its attached blade is a lever with the fulcrum at the end. Each blade is a wedge.
The IMA of a lever would be the length of the handle multiplied by the length of the blade. The IMA of the wedges would be the length of the blade multiplied by its width.
A wooden crate is pulled up a ramp that is 1.0 m high and 6.0 m long. The crate is attached to a rope that is wound around an axle with a radius of 0.020 m . The axle is turned by a 0.20 m long handle. What is the overall IMA of the complex machine?
- 6
- 10
- 16
- 60
Glossary
- complex machine
- a machine that combines two or more simple machines
- efficiency
- output work divided by input work
- ideal mechanical advantage
- the mechanical advantage of an idealized machine that loses no energy to friction
- inclined plane
- a simple machine consisting of a slope
- input work
- effort force multiplied by the distance over which it is applied
- lever
- a simple machine consisting of a rigid arm that pivots on a fulcrum
- mechanical advantage
- the number of times the input force is multiplied
- output work
- output force multiplied by the distance over which it acts
- pulley
- a simple machine consisting of a rope that passes over one or more grooved wheels
- screw
- a simple machine consisting of a spiral inclined plane
- simple machine
- a machine that makes work easier by changing the amount or direction of force required to move an object
- wedge
- a simple machine consisting of two back-to-back inclined planes
- wheel and axle
- a simple machine consisting of a rod fixed to the center of a wheel