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Publication and related bias in quantitative health services and delivery research: a multimethod study · Overview of systematic reviews of intervention and association studies in HSDR

Overview of systematic reviews of intervention and association studies in HSDR

CC BY 4.0 · NIHR Journals Library · approximately 13 min read

This chapter presents findings from WP 2 of the project, which was an overview of 200 randomly selected systematic reviews of intervention and association studies, as described in Chapter 2.

Characteristics of included intervention and association reviews

As planned, 200 systematic reviews (100 intervention reviews and 100 association reviews) were included in this meta-epidemiological study. The characteristics of the included systematic reviews are shown for both intervention and association reviews in Table 4. The majority of the 200 systematic reviews (79%) included at least 10 studies, with association reviews more likely than intervention reviews to include ≥ 10 studies (86% vs. 71%; p = 0.01). Only 22% of all the systematic reviews performed a meta-analysis, which was more common in the intervention reviews than in the association reviews (33% vs. 10%; p < 0.0001). Of the 157 reviews that did not include meta-analysis, 90 (57%) provided reasons for this (mainly heterogeneity between studies and a small number of comparable studies).

TABLE 4 Characteristics of included reviews and comparison between association and intervention reviews
CharacteristicAll (N = 200)Association (N = 100), %Intervention (N = 100), %p-valuea
Number of included studies, n (%)
 < 1043 (21.5)1429
 ≥ 10157 (78.5)86710.01
Meta-analysis included, n (%)
 No157 (78.5)9067
 Yes43 (21.5)1033< 0.0001
Design of included studies, n (%)
 Mixed164 (82.0)9965
 RCT and controlled trials36 (18.0)135< 0.0001
Searched grey/unpublished literature, n (%)
 No97 (48.5)4849
 Yes103 (51.5)52510.887
Quality assessment performed, n (%)
 No43 (21.5)3013
 Yes157 (78.5)70870.003
Authors mentioned using GRADE
 No, n (%)177 (88.5)9483
 Yes, n (%)23 (11.5)6170.015
Journal impact factor, median (IQR)3.00 (2.26–5.10)2.66 (2.07–3.39)3.55 (2.30–7.08)0.002
Journal endorses systematic review guideline, n (%)
 No60 (30.0)3129
 Yes140 (70.0)69710.758
Reviewers reported using systematic review reporting guideline
 No, n (%)127 (63.5)7255
 Yes, n (%)73 (36.5)28450.013
AMSTAR rating (%), median (IQR)60 (44–73)50 (40–65)65 (50–82)< 0.00001
Publication bias mentioned or assessed, n (%)
 No115 (57.5)6946
 Yes85 (42.5)31540.001
Publication bias assessed, n (%)
 No181 (90.5)9586
 Yes19 (9.5)5140.030
Outcome reporting bias mentioned and assessed, n (%)
 No166 (83.0)9670
 Yes34 (17.0)430< 0.0001
Mentioned or assessed publication bias and/or outcome reporting bias, n (%)
 No105 (52.5)6837
 Yes95 (47.5)3263< 0.0001
Assessed publication bias and/or outcome reporting bias, n (%)
 No151 (75.5)9160
 Yes49 (24.5)940< 0.0001

Intervention and association reviews also differ significantly in several other characteristics, such as inclusion of study design beyond controlled trials, undertaking quality assessment of included studies, mentioning the use of systematic review reporting guidelines and GRADE, their A MeaSurement Tool to Assess systematic Reviews (AMSTAR) rating and the impact factors for the journals in which they were published (see Table 4). Just over half (52%) of the systematic reviews searched for grey and unpublished literature, and the proportions were similar in both association reviews (52%) and intervention reviews (51%). Seventy per cent of the journals in which the reviews were published endorsed a reporting guideline for systematic reviews, with similar proportions for both intervention reviews and association reviews (71% vs. 69%; p = 0.758) (see Table 4).

Publication bias

We found that 85 (43%) of the systematic reviews considered publication bias, and this was more common in intervention reviews than in association reviews (54% vs. 31%; p = 0.001). However, only about 10% (19/200) formally assessed publication bias through statistical analysis, mostly using funnel plots and related methods (Figure 5). Again, intervention reviews assessed publication bias more frequently than association reviews (14% vs. 5%; p = 0.03) (see Table 4). Five59–63 of the 19 reviews (26%) that assessed publication bias reported some evidence of publication bias. The remaining reviews mostly reported no risk or low risk of publication bias, and one reported that the funnel plot was not very informative owing to small numbers (the review included only four studies). Authors of reviews in which publication bias was mentioned but not assessed often reported conditions of using funnel plots not being met, especially insufficient number of studies and/or heterogeneity between included studies.

FIGURE 5 Methods used to assess publication bias in sampled systematic reviews. a, Nineteen reviews assessed publication bias but some reviews used more than one method of assessment. (Figure not reproduced here; see the original article.)

Factors associated with mentioning (including assessing) publication bias

Publication bias was more likely to be mentioned in intervention reviews than association reviews in the univariable analysis [odds ratio (OR) 2.61, 95% confidence interval (CI) 1.47 to 4.66]. The strongest association was observed in reviews that included meta-analysis, compared with those with no meta-analysis (OR 5.71, 95% CI 2.67 to 12.21). Mentioning publication bias was also associated with quality assessment of individual studies, authors reporting the use of GRADE, journal impact factor and reviewer reporting the use of systematic review guidelines (Table 5). Journal endorsement of systematic review reporting guidelines, search of grey and unpublished literature, design of included studies and number of included studies were not significantly associated with mentioning publication bias. In the multivariable analysis, only the inclusion of meta-analysis was statistically associated with mentioning or assessing publication bias (see Table 5). Intervention reviews were still more likely than association reviews to mention publication bias, although the relationship was no longer statistically significant (OR 1.63, 95% CI 0.85 to 3.15).

TABLE 5 Factors associated with mentioning publication bias
FactorMentioned publication bias, n (row %)UnivariableMultivariable
Yes (N = 85)No (N = 115)OR (95% CI)p-valueOR (95% CI)p-value
Number of included studies
 < 10 (n = 43, 22%)19 (44)24 (56)
 ≥ 10 (n = 157, 78%)66 (42)91 (58)0.92 (0.46 to 1.81)0.8011.16 (0.53 to 2.53)0.706
Meta-analysis included
 No (n = 157, 78%)53 (34)104 (66)
 Yes (n = 43, 22%)32 (74)11 (26)5.71 (2.67 to 12.21)< 0.00014.02 (1.76 to 9.15)0.001
Design of included studies
 Mixed (n = 164, 82%)65 (40)99 (60)
 RCT and controlled trials (n = 36, 18%)20 (56)16 (44)1.90 (0.92 to 3.94)0.083Not included
Searched grey/unpublished literature
 No (n = 97, 49%)39 (40)58 (60)
 Yes (n = 103, 51%)46 (45)57 (55)1.20 (0.68 to 2.10)0.5241.16 (0.60 to 2.23)0.657
Quality assessment performed
 No (n = 43, 22%)10 (23)33 (77)
 Yes (n = 157, 78%)75 (48)82 (52)3.02 (1.39 to 6.54)0.0052.08 (0.88 to 4.90)0.094
Authors mentioned using GRADE
 No (n = 177, 88%)70 (40)107 (60)
 Yes (n = 23, 12%)15 (65)8 (35)2.87 (1.15 to 7.12)0.0231.58 (0.57 to 4.44)0.381
Journal impact factor, median (IQR)3.26 (2.27–6.01)2.74 (2.18–4.29)1.11 (1.02 to 1.22)0.0171.04 (0.96 to 1.15)0.312
Journal endorses systematic review guideline
 No (n = 60, 30%)24 (40)36 (60)
 Yes (n = 140, 70%)61 (44)79 (56)1.16 (0.67 to 2.14)0.640.94 (0.46 to 1.93)0.872
Reviewers reported using systematic review guideline
 No (n = 127, 63%)45 (35)82 (65)
 Yes (n = 73, 37%)40 (55)33 (45)2.21 (1.23 to 3.97)0.0081.35 (0.68 to 2.70)0.393
Type of review
 Association (n = 100, 50%)31 (31)69 (69)
 Intervention (n = 100, 50%)54 (54)46 (46)2.61 (1.47 to 4.66)0.0011.63 (0.85 to 3.15)0.143

Factors associated with assessing publication bias

As with mentioning of publication bias, assessment of publication bias was most strongly associated with the inclusion of meta-analysis (OR 112.32, 95% CI 14.35 to 879.03) in the univariable analysis. Intervention reviews were more likely than association reviews to include such an assessment (OR 3.09, 95% CI 1.07 to 8.95). Inclusion of only RCTs and controlled trials, journal impact factor and reviewers reporting the use of systematic review guidelines were also associated with the assessment of publication bias (Table 6). There was no significant association between the assessment of publication bias and the number of included studies, search of grey and unpublished literature, quality assessment of individual studies or journal endorsement of systematic review guidelines. In the multivariable analysis, only the inclusion of meta-analysis and reviewers reporting the use of systematic review guidelines were significantly associated with the assessment of publication bias (see Table 6). The relationship between types of review and assessment of publication bias diminished after they were adjusted for other factors (OR 0.94, 95% CI 0.20 to 4.55). As current methods for assessing publication bias primarily rely on constructing funnel plots and/or performing related statistical tests as part of meta-analyses in which data are available from ≥ 10 studies, we further explored and illustrate the influence of these factors in Figure 6.

TABLE 6 Factors associated with the assessment of publication bias
FactorAssessed publication bias, n (row %)UnivariableMultivariable
Yes (N = 19)No (N = 181)OR (95% CI)p-valueOR (95% CI)p-value
Number of included studies, n (%)
 < 10 (n = 43, 22%)2 (5)41 (95)
 ≥ 10 (n = 157, 78%)17 (11)140 (89)2.49 (0.55 to 11.22)0.2352.21 (0.32 to 15.27)0.422
Meta-analysis included, n (%)
 No (n = 157, 78%)1 (1)156 (99)
 Yes (n = 43, 22%)18 (42)25 (58)112.32 (14.35 to 879.03)< 0.000184.65 (9.56 to 749.49)< 0.0001
Design of included studies, n (%)
 Mixed (n = 164, 82%)12 (7)152 (93)
 RCT and controlled trials (n = 36, 18%)7 (19)29 (81)3.06 (1.11 to 8.42)0.031Not included
Searched grey/unpublished literature, n (%)
 No (n = 97, 49%)13 (13)84 (87)
 Yes (n = 103, 51%)6 (6)97 (94)0.40 (0.15 to 1.10)0.0750.34 (0.08 to 1.46)0.148
Quality assessment performed, n (%)
 No (n = 43, 22%)1 (2)42 (98)
 Yes (n = 157, 78%)18 (11)139 (89)5.44 (0.71 to 41.96)0.1045.29 (0.38 to 82.82)0.236
Authors mentioned using GRADE
 No (n = 177, 88%), n (%)17 (10)160 (90)
 Yes (n = 23, 12%), n (%)2 (9)21 (91)0.90 (0.19 to 4.16)0.8890.47 (0.07 to 3.38)0.453
Journal impact factor, median (IQR)3.85 (2.73–5.76)2.94 (2.14–4.98)1.09 (1.004 to 1.18)0.0401.01 (0.90 to 1.13)0.848
Journal endorses systematic review guideline, n (%)
 No (n = 60, 30%)9 (15)51 (85)
 Yes (n = 140, 70%)10 (7)130 (93)0.44 (0.17 to 1.34)0.0890.22 (0.04 to 1.09)0.064
Reviewers reported using systematic review guideline, n (%)
 No (n = 127, 63%)5 (4)122 (96)
 Yes (n = 73, 37%)14 (19)59 (81)5.79 (1.99 to 16.84)0.0015.38 (1.19 to 24.23)0.029
Type of review, n (%)
 Association (n = 100, 50%)5 (5)95 (95)
 Intervention (n = 100, 50%)14 (14)86 (86)3.09 (1.07 to 8.95)0.0370.94 (0.20 to 4.55)0.941

FIGURE 6 Assessment of publication bias in sampled reviews stratified by type of review, number of included studies and whether or not a meta-analysis was performed. (a) Intervention reviews; and (b) association reviews. PB, publication bias. (Figure not reproduced here; see the original article.)

Outcome reporting bias

Outcome reporting bias was mentioned in 34 (17%) systematic reviews and, again, this was more frequent in intervention reviews than in association reviews (30% vs 4%; p < 0.0001). All of the 34 reviews stated that outcome reporting bias was assessed as part of quality assessment of included studies. The risk-of-bias tool used most often was the Cochrane’s risk-of-bias tool (28/34).64 Two reviews used the Agency for Healthcare Research and Quality’s Methods Guide for Effectiveness and Comparative Effectiveness Reviews,65 one used the Amsterdam–Maastricht Consensus List for Quality Assessment, and the remaining three reviews used unspecified or bespoke tools. Three of the 34 reviews did not report the findings of outcome reporting bias assessment, despite having stated such an assessment in their methods section. Of the remaining 31 reviews that reported the findings, 35% (11/31) reported having at least one study with high risk of selective outcome reporting, 32% (10/31) judged all included studies as low risk, and the remaining 10 reviews (32%) had at least one study in which the authors were unable to judge the risk of bias and were classed as ‘unclear’.

Factors associated with assessing outcome reporting bias

Intervention reviews were more likely than association reviews to include an assessment of outcome reporting bias (OR 10.29, 95% CI 3.47 to 30.53). Authors mentioning the use of GRADE (OR 9.66, 95% CI 3.77 to 24.77) and inclusion of RCTs or controlled trials only (OR 7.74, 95% CI 3.39 to 17.75) were also strongly associated with assessment of outcome reporting bias. Other features found to be associated with assessing outcome reporting bias in the univariable analysis included the number of included studies, inclusion of meta-analysis, journal impact factor, journal endorsement of systematic review reporting guidelines and reviewers mentioning the use of systematic review guidelines (Table 7). Search of grey and unpublished literature was not associated with assessing outcome reporting bias. All the studies which assessed outcome reporting bias performed quality assessment of individual studies; therefore, the variable was not included in the regression analysis. In the multivariable analysis, two variables were found to be significantly associated with assessing outcome reporting bias: (1) author mentioning the use of GRADE and (2) being an intervention review (see Table 7). Lack of pre-registered protocols was frequently reported as a major barrier to adequately assessing outcome reporting bias.

TABLE 7 Factors associated with the assessment of outcome reporting bias
FactorAssessed outcome reporting bias, n (row %)UnivariableMultivariable
Yes (N = 34)No (N = 166)OR (95% CI)p-valueOR (95% CI)p-value
Number of included studies, n (%)
 < 10 (n = 43, 22%)14 (33)29 (67)
 ≥ 10 (n = 157, 78%)20 (13)137 (87)0.30 (0.14 to 0.67)0.0030.53 (0.20 to 1.43)0.209
Meta-analysis included, n (%)
 No (n = 157, 78%)21 (13)136 (87)
 Yes (n = 43, 22%)13 (30)30 (70)2.81 (1.27 to 6.23)0.0111.73 (0.65 to 4.59)0.271
Design of included studies, n (%)
 Mixed (n = 164, 82%)17 (10)147 (90)
 RCT and controlled trials (n = 36, 18%)17 (47)19 (53)7.74 (3.39 to 17.75)< 0.0001Not included
Searched grey/unpublished literature, n (%)
 No (n = 97, 49%)12 (12)85 (88)
 Yes (n = 103, 51%)22 (21)81 (79)1.92 (0.89 to 4.14)0.0941.33 (0.51 to 3.46)0.554
Quality assessment performed, n (%)
 No (n = 43, 22%)0 (0)43 (100)Not included in regression analysis (all reviews which assessed outcome reporting bias performed quality assessment)
 Yes (n = 157, 78%)34 (22)123 (78)
Authors mentioned using GRADE
 No (n = 177, 88%), n (%)21 (12)156 (88)
 Yes (n = 23, 12%), n (%)13 (57)10 (43)9.66 (3.77 to 24.77)< 0.00015.18 (1.61 to 16.67)0.006
Journal impact factor, median (IQR)6.58 (2.63–7.08)2.77 (2.11–4.28)1.10 (1.01 to 1.19)0.0221.04 (0.95 to 1.13)0.444
Journal endorses systematic review guideline, n (%)
 No (n = 60, 30%)5 (8)55 (92)
 Yes (n = 140, 70%)29 (21)111 (79)2.87 (1.05 to 7.83)0.0391.99 (0.65 to 6.12)0.231
Reviewers reported using systematic review guideline, n (%)
 No (n = 127, 63%)12 (9)115 (91)
 Yes (n = 73, 37%)22 (30)51 (70)4.13 (1.90 to 8.99)< 0.00011.97 (0.78 to 4.99)0.152
Type of review, n (%)
 Association (n = 100, 50%)4 (4)96 (96)
 Intervention (n = 100, 50%)30 (30)70 (70)10.29 (3.47 to 30.53)< 0.00016.44 (2.01 to 20.60)0.002
← Findings of systematic review of empirical evidence on publication and related bias in HSDRIn-depth case studies on the applicability of methods for detecting and mitigating publication and related biases in HSDR →

Attribution. Abimbola A Ayorinde; Iestyn Williams; Russell Mannion; Fujian Song; Magdalena Skrybant; Richard J Lilford et al. (2020). Publication and related bias in quantitative health services and delivery research: a multimethod study. NIHR Journals Library. Copyright © Queen’s Printer and Controller of HMSO 2020. This work was produced by Ayorinde et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social Care. This issue may be freely reproduced for the purposes of private research and study and extracts (or indeed, the full report) may be included in professional journals provided that suitable acknowledgement is made and the reproduction is not associated with any form of advertising. Applications for commercial reproduction should be addressed to: NIHR Journals Library, National Institute for Health Research, Evaluation, Trials and Studies Coordinating Centre, Alpha House, University of Southampton Science Park, Southampton SO16 7NS, UK. Licensed under CC BY 4.0. NCBI Bookshelf NBK561493. CC BY 4.0. Original source ↗. Text reproduced from the Bookshelf XML without changing wording; figures, images and supplements are not reproduced.

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